Friday, January 7, 2011

Elements of an offence and a directed verdict

Ontario (Labour) v. Enbridge Gas Distribution Inc., 2011 ONCA 13, a provincial prosecution, has a useful discussion regarding elements of an offence and what the prosecutor must prove:

The Prosecution "Theory", Particulars, and Proof of Guilt

[39]         Every offence, whether its origins are criminal or regulatory, contains its own essential elements. A finding of guilt of any offence may only be made if the prosecutor establishes each essential element in the offence to the degree required by the applicable standard of proof. To survive an application for a directed verdict of acquittal or a non-suit at the conclusion of its case-in-chief, the prosecution must introduce some evidence on the basis of which a reasonable trier of fact, properly instructed, could find guilt: R. v. Arcuri, [2001] 2 S.C.R. 828, at paras. 1, 21 and 26. Where the evidence adduced on an essential element or as a whole is circumstantial, a judge on a motion for a directed verdict or non-suit must engage in a limited weighing of the whole of the evidence to determine whether a reasonable trier of fact, properly instructed, could return a finding of guilt: Arcuri at paras. 29-30.

[40]         The legal standard of proof, proof beyond a reasonable doubt, has no direct application on a motion for non-suit or a directed verdict of acquittal at the end of the prosecution's case-in-chief.

[41]         In any prosecution, what the prosecutor must prove beyond a reasonable doubt are the essential elements of the offence as charged and particularized in the charging document. The prosecutor is bound by any particulars, voluntarily supplied or court ordered, subject to any rights of amendment that may exist under the governing procedural law and the doctrine of surplusage: R. v. Cox and Paton, [1963] S.C.R. 500, at p. 511.

[42]         In any prosecution, the prosecutor will have a "theory" of the case, usually expressed in opening and closing submissions or addresses. But the prosecutor's "theory" of the case is not something that the prosecutor is bound to prove in order to establish guilt. The prosecutor's "theory" is neither an essential element of the offence, nor a "particular" voluntarily supplied: R. v. Groot (1998), 129 C.C.C. (3d) 293 (Ont. C.A.), at paras. 14-18; R. v. Govedarov (1974), 16 C.C.C. (2d) 238 (Ont. C.A.), at pp. 270-71, aff'd [1976] 2 S.C.R. 308. The prosecutor is bound to prove the essential elements of the offence as charged beyond a reasonable doubt. Nothing more. Nothing less. See, R. v. Largie (2010), 258 C.C.C. (3d) 297 (Ont. C.A.), at paras. 158 and 165.

[43]         The prosecutor may modify his or her "theory" or strategy as the trial progresses: R. v. Pickton, [2010] 2 S.C.R. 198, at para. 19. Trial fairness considerations may intervene and foreclose advancement of an alternative basis of liability inconsistent with the way the parties have conducted their cases throughout: Largie at para. 161; R. v. Ranger (2003), 67 O.R. (3d) 1 (C.A.), at para. 162.

[44]         The flexibility that permits the prosecutor to adjust his or her trial strategy to meet new or changing circumstances during the trial does not entitle the prosecution to shift ground on an appeal from acquittal. The prosecutor is not entitled to advance a new theory of liability on an appeal from acquittal, nor to raise arguments on appeal upon which the prosecution chose not to rely at trial: R. v. Varga (1994), 90 C.C.C. (3d) 484 (Ont. C.A.), at p. 494; Wexler v. The King, [1939] S.C.R. 350, at pp. 353-54 and 356-57; Savard and Lizotte v. The King, [1946] S.C.R. 20, at pp. 33-34; 37; and 49.
James Morton
1100-5255 Yonge Street
Toronto, Ontario
M2N 6P4

416 225 2777

www.jmortonmusings.blogspot.com

S. 229(c) of the Criminal Code is the only surviving murder provision that does not require a specific intention to seriously harm or kill.  It is also one of the oldest provisions contained in the Criminal Code.  Is it constitutional?

Yes: R. v. Shand, 2011 ONCA 5.

There are two basic components to s. 229(c).

The first is relatively straightforward. It requires that the perpetrator be pursuing an unlawful object.

The second component is the doing of anything that the person knows is likely to cause someone's death.

The Court finds the section is constitutional:

[175] Having reached this conclusion, I acknowledge nonetheless that a passage in Lamer C.J.'s reasons in Martineau may be susceptible to more than one interpretation. The appellant and interveners argue that this passage, at pp. 645-6 of the decision, suggests that the court in fact considered the intent to cause death or bodily harm knowing that death is likely, to be the constitutional minimum for murder.

[176] In this passage, Lamer C.J. seems to move freely between the concept of intent and the concept of subjective foresight. I have reproduced this paragraph in full and have italicized the relevant portions:

A conviction for murder carries with it the most severe stigma and punishment of any crime in our society. The principles of fundamental justice require, because of the special nature of the stigma attached to a conviction for murder, and the available penalties, a mens rea reflecting the particular nature of that crime. The effect of s. 213 is to violate the principle that punishment must be proportionate to the moral blameworthiness of the offender, or as Professor Hart puts it in Punishment and Responsibility (1968), at p. 162, the fundamental principle of a morally based system of law that those causing harm intentionally be punished more severely than those causing harm unintentionally. The rationale underlying the principle that subjective foresight of death is required before a person is labelled and punished as a murderer is linked to the more general principle that criminal liability for a particular result is not justified except where the actor possesses a culpable mental state in respect of that result: see R. v. Bernard, [1988] 2 S.C.R. 833, per McIntyre J., and R. v. Buzzanga and Durocher (1979), 49 C.C.C. (2d) 369 (Ont. C.A.), per Martin J.A. In my view, in a free and democratic society that values the autonomy and free will of the individual, the stigma and punishment attaching to the most serious of crimes, murder, should be reserved for those who choose to intentionally cause death or who choose to inflict bodily harm that they know is likely to cause death. The essential role of requiring subjective foresight of death in the context of murder is to maintain a proportionality between the stigma and punishment attached to a murder conviction and the moral blameworthiness of the offender. Murder has long been recognized as the "worst" and most heinous of peace time crimes. It is, therefore, essential that to satisfy the principles of fundamental justice, the stigma and punishment attaching to a murder conviction must be reserved for those who either intend to cause death or who intend to cause bodily harm that they know will likely cause death. In this regard, I refer to the following works as support for my position, in addition to those cited in Vaillancourt: Cross, "The Mental Element in Crime" (1967), 83 L.Q.R. 215; Ashworth, "The Elasticity of Mens Rea," in Crime, Proof and Punishment (1981); Williams, The Mental Element in Crime (1965); and Williams, "Convictions and Fair Labelling", [1983] 42 Cambridge L.J. 85. [Emphasis added].

[177] In my view, when read in the context of the reasons as a whole and the decisions released concurrently with Martineau, this passage cannot be interpreted as the appellant and interveners' contend. The requirement of subjective foresight of death is repeated numerous times in the balance of the reasons, but the reference to the intent to kill or to cause grievous bodily harm appears only in this paragraph.

[178] As I have explained, interpreting the passage as the appellant suggests would conflict with:

1) Lamer C.J.'s stated intention of clarifying s. 229(c) in the event of a later prosecution of Martineau under that section;

2) the balance of the reasons in Martineau, where it is made clear that the constitutional minimum is the subjective foresight of death; and

3) the decisions released concurrently with Martineau, in which the same constitutionally-mandated minimum of subjective foresight of death is confirmed.

[179] The explanation for this apparent confusion lies in a reading of the articles Lamer C.J. has referred to at the end of this passage. These articles disclose a debate among academics as to whether, in the words of Professor Rupert Cross, "there is much difference in moral blame between a man who does an act knowing it is certain to cause serious harm, and one who does the act knowing it is likely to have that effect": "The Mental Element in Crime" (1967) 83 LQR 215 at p.217.

[180] In the article, Professor Cross gives the example of person "A" intending to make a claim against his insurance company, who sets fire to his house knowing that his baby son will probably be burnt to death. Professor Cross explains that it would be possible to construct a highly sophisticated utilitarian argument in favour of punishing "A" less severely than someone who is virtually certain that death will ensue (in Canada this would constitute oblique intent, the equivalent to intent, see R. v. Chartrand [1994], 2 S.C.R. 864). However, he observes that it would be difficult to accommodate these concerns in the definition of the crime, given that the level of blameworthiness would depend on the extent to which "A" hoped that his baby would escape harm.

[181] In the article, Professor Cross goes on to refer to the views of Professor Williams, which differed from his own. Professor Williams' view was that virtual certainty was necessary to constitute intent. Professor Cross then explains, at pp. 217-18:

So far as Professor Williams is concerned, the major culprit is Lord Denning for having, throughout his Lionel Cohen lecture, treated intention in the law of murder as including foresight of the likelihood of death or grievous bodily harm.

Most lawyers would agree that such foresight constitutes malice aforethought under the present law and accordingly hold A guilty of murder if his baby were burnt to death. The precise extent of A's liability if the baby were to survive with burns is more disputable.

[182] Professor Cross was explaining the view contrary to that of Professor Williams, by which foresight of the likelihood of death constituted malice aforethought for murder at common law. Malice aforethought was the mens rea concept that Canada's codified law of murder has replaced with the intent to cause death contained in s. 229(a).

[183] Given that Lamer C.J. referred to the works of both Profs. Williams and Cross as influencing his reasons in Martineau, he was surely aware of the debate as to whether subjective foresight of the likelihood of death was the normative equivalent of intent. It would appear, therefore, that Lamer C.J.'s use of the phrases interchangeably in this paragraph indicates his acceptance of the view that, in the context of s. 229(c), subjective foresight of death provided the level of intent required for murder.

[184] This view of intent is, in a sense, consistent with the view expressed by the Supreme Court of Canada in both R. v. Nygaard and R. v. Cooper. In Nygaard, the court was considering s. 229(a)(ii) and, at p. 1089, found that someone who viciously assaults another person realizing that death is likely has "committed as grave a crime as the accused who specifically intends to kill." In other words, by pushing ahead to achieve a criminal objective knowing that death will likely occur as a result, a person intentionally causes the death.

[185] We must recall that s. 229(c) is set apart from provisions that might seek to label any foreseen death as murder. Like s. 229(a)(ii), it contains a "true" intent requirement, intent in the sense of being the accused's purpose, object or desire. Section 229(a)(ii) requires a true intent to cause serious bodily harm and s. 229(c) requires an intent to further the pursuit of an unlawful object, which is itself an indictable offence requiring full mens rea. When the subjective foresight of death is combined with an ulterior intent that is itself sufficiently culpable, together they constitute a proper normative substitute for an intent to kill. This, in my view, is what emerges from the passage in Martineau that the appellant and interveners rely on.

D. Vagueness and overbreadth

[186] I consider the appellant's overbreadth argument to be largely an adjunct to his Martineau argument. When interpreted as I have suggested in the previous section, s. 229(c) is limited in its application. Similar to s. 229(a)(ii), it involves only a "slight relaxation" in the mens rea required for a conviction as compared to s. 229(a)(i): R. v. Cooper, at p. 155.

[187] With respect to the appellant's vagueness argument, I have carefully set out both the actus reus and mens rea requirements of s. 229(c) in the previous section and, for these reasons, reject the submission that the section is unconstitutionally vague.

Seriousness of offence not a basis to deny bail

United States of America v. Sriskandarajah, 2011 ONCA 4 contains a brief but useful aside to the effect that bail ought not to be denied merely because the crime alleged is serious:

[19] Finally, the nature of the crimes alleged against the applicants, while very serious, cannot, by itself, justify the denial of bail: see R. v. LaFramboise (2005), 203 C.C.C. (3d) 492 (Ont. C.A.), para. 31. I again emphasize that those crimes have yet to be proved.

Thursday, January 6, 2011

E. J. Guiste on Law and Justice

A really good legal blog I came across today:

http://bit.ly/gHSTjW


James Morton
1100-5255 Yonge Street
Toronto, Ontario
M2N 6P4

416 225 2777

A judgment creditor is not entitled to obtain a mortgage statement, unrelated to the judgment debt, from a third-party creditor of the debtor so that the creditor can pursue a legal remedy to enforce its judgment

Citi Cards Canada Inc. v. Pleasance, 2011 ONCA 3 released today online holds:

"[23]         This information is collected and used by the Banks for purposes of administering the mortgage; it is not collected or used for purposes of facilitating another judgment creditor's execution on its judgment.  As the purpose of the Act – expressed in s. 3 cited above – indicates, what is balanced is the individual's right to privacy in his or her personal information, on the one hand, and the organization's need to collect or use the information, on the other hand.  The Act does not contemplate a balancing between the privacy rights of the individual and the interests of a third-party organization that may by happenstance have commercial dealings with the individual that make the targeted information attractive to it"
James Morton
1100-5255 Yonge Street
Toronto, Ontario
M2N 6P4

416 225 2777

RCMP wants less strict rules on disclosure to defence lawyers

Disclosure is time consuming and expensive but more, it reveals the weaknesses as well as the strengths of the prosecutions case.

So, for example, the video showing Stacy Bonds being assaulted came out as part of disclosure.

It is true that some lawyers try to use disclosure as a tactic -- demanding more and more in hopes the Crown will give up or cut a better deal. But such tactics seldom work.

The truth is that a real justice system has certain costs and disclosure is part of that.


DANIEL LEBLANC OTTAWA— From Thursday's Globe and Mail


The RCMP is calling on the Harper government to find a way to ease disclosure requirements that force the Mounties to share all of the fruits of their investigations with defence lawyers, although such a move would face stiff opposition in legal circles.

The second-in-command of the RCMP said in an interview that disclosure obligations, which have steadily grown since a 1991 Supreme Court decision, had initially added 10 per cent to the cost of an investigation in terms of money and human resources.

http://m.theglobeandmail.com/news/politics/rcmp-wants-less-strict-rules-on-disclosure-to-defence-lawyers/article1859397/?service=mobile
James Morton
1100-5255 Yonge Street
Toronto, Ontario
M2N 6P4

416 225 2777

Visiting Montreal


Yesterday I was in Montreal and met with many Quebec Liberals -- speaking French and English and united in the goal of rebuilding the Liberal Party in Quebec and across the country!

Wednesday, January 5, 2011

Information acquired from mainstream Internet sites such as Map Quest and Google Maps is reliable enough to support a request for judicial notice

People v. Clark, APPELLATE COURT OF ILLINOIS, 2 District, No. 2-09-0102, Dec 16, 2010: 

The Second District Appellate Court stated, "information acquired from mainstream Internet sites such as Map Quest and Google Maps is reliable enough to support a request for judicial notice."


James Morton
1100-5255 Yonge Street
Toronto, Ontario
M2N 6P4

416 225 2777

www.jmortonmusings.blogspot.com

Cabinet shuffle reflects campaign strategy

Adding two GTA Ministers (albeit one at the junior level) is clearly intended to strengthen Conservative influence in the GTA. It suggests the intended strategy is to focus on winning more seats in the GTA (and Ontario) while holding on as best as possible to existing seats elsewhere.

With success retaining the Quebec seats (unlikely I think but I suppose possible) that is the likely plan to achieve a majority.

Of course, the Environment portfolio is hardly an easy one and the plans could backfire -- but those are the plans.

I wish it were Friday


Tuesday, January 4, 2011

The world has achieved brilliance without wisdom, power without conscience. Our is a world of nuclear giants and ethical infants.

Omar Bradley

Black back to jail?

Next Thursday Conrad Black has a date before his trial judge to consider re sentencing.

My sense is he is going back to jail for somewhat less than another year.

Will that start next Thursday? That I doubt but soon -- I'd predict within the next couple of months.


Watching 'Die Moritat von Mackie Messer' sung by Bertolt Brecht on YouTube and ... they ran ads across the screen

You couldn't make that up! It sounds like something from Die 3 Groschen-Oper...

Charles Trénet - La Mer

http://www.youtube.com/watch?v=fd_nopTFuZA

Deadtime

R. v. Monje, 2011 ONCA 1, the first décision of the Court of Appeal for 2011, makes clear that the Court continues to see deadtime as more onerous than regular custody and so worthy of special consideration. While Monje arose under the old provisions governing credit for deadtime, the comments may well be relevant in submission on sentencing where there has been extensive deadtime :

[22] Understanding the parole issue for sentencing purposes begins with the acknowledgment that pre-sentence custody – where for most of the time that someone is incarcerated, they are presumed innocent – is more onerous than post-sentence custody. There are at least two recognized and well documented reasons for this.

[23] First, other than for a sentence of life imprisonment, legislative provisions for parole eligibility and statutory release do not take into account time spent in custody before sentencing. Second, local detention centres ordinarily do not provide educational, retraining, or rehabilitation programs to an accused in custody awaiting trial.